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Showing 232 to 241 of 382 search results for defined contribution pensions.

232. Fines

     Table of fines with links to further information.

233. Vote Reporting Group

     Firms Published: 24/02/2023 Last modified: 26/04/2024
     Find out how the group aims to improve shareholder vote reporting by UK asset managers.

234. FSCS supplementary levies for 2017/18

     Tasks for regulated firms Published: 19/03/2018 Last modified: 13/02/2023
     Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

235. FCA announces further action on defined benefit transfers

     Press Releases Published: 19/06/2019 Last modified: 19/06/2019
     The Financial Conduct Authority has today published the results of the data it has received from firms carrying out Defined Benefit (DB) transfers and set out the next steps in its supervisory work related to transfers.

236. FCA statement on Assessing Suitability Review 2

     Statements Published: 21/01/2020 Last modified: 31/08/2023
     FCA statement on Assessing Suitability Review 2

237. Human face of regulation

     Speeches Published: 10/04/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London

238. LIBOR and mortgage interest rates

     Consumers Your rights Published: 10/06/2021 Last modified: 20/03/2023
     LIBOR is an interest rate benchmark that’s being phased out. If your mortgage uses LIBOR, find out what you should expect to happen and what you need to do.

239. Carbon credit trading scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.

240. Information on Defined Benefits - January 2020

     FOI Release Date of Release: 05/02/2020
     FCA provides information on the number of advisory firms whom no longer offer Defined Benefit advice.

241. The future of the UK mortgage market

     Speeches Published: 07/09/2015 Last modified: 07/09/2015
     Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the FCA mortgage conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

242. FCA fines LJ Financial Planning Ltd £107,200

     Press Releases Published: 10/12/2020 Last modified: 10/12/2020
     Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.