Information on Defined Benefits - January 2020


Reference Case Number: FOI6997

Freedom of Information: Right to know request:

I wish to apply for information under the Freedom of Information Act 2000 on the below from the FCA. 

As mentioned in the FCA Podcast dated 7/01/2020 - '. So where firms do not have adequate PI coverage, we’re taking action to stop them from offering advice that isn’t covered.'

FOI Request - How many firms have the FCA stopped from offering advice that isn't covered due to a lack of/inadequate professional indemnity (PI) cover in 2019?

FCA response:

Please refer to supporting document 

Supporting document

FOI6997