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Showing 182 to 191 of 381 search results for defined contribution pensions.
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Fines
Table of fines with links to further information. -
Final Notice 2023: Geoffrey Edward Armin [pdf]
This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to -
FSA - PS12/17 [pdf]
Policy FSA - PS12/17 - This Policy Statement (PS) provides feedback on the responses we received to CP 12/10 and presents the final rules we have adopted, which are contained in Appendix 1. -
Decision Notice 2023: Darren Antony Reynolds [pdf]
This Decision Notice (Darren Antony Reynolds) refers to breaches of APER 1 and FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty and prohibition should be -
Institutional disclosure working group
See how the institutional disclosure working group made its recommendations to the FCA in June 2018. -
FOI8139 response annex B [csv]
This file contains the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers on 31/12/2018 but who have since relinquished their -
FOI8139 response annex A [csv]
This file contails the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers between 26/01/2020 and 10/03/2021. -
Final Notice 2024: Arthur Jonathan Cobill [pdf]
This Final Notice (Arthur Jonathan Cobill) refers to a breach of APER Statement of Principle 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
Information on companies who hold defined benefits pension transfers permissions - April 2021
The FCA provides contact information (name, address, phone, email, website) it holds for all companies and/or individuals who held permissions to carry our defined benefits pension transfers. -
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