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Showing 112 to 121 of 381 search results for defined contribution pensions.

112. Fines

     Table of fines with links to further information.

113. Occasional Paper No. 38: Testing retirement communications: Waking up to get wise

     Occasional papers Published: 28/06/2018 Last modified: 28/06/2018
     As part of the Retirement Income Market Study and the Retirement Outcomes Review, the FCA looked into ways in which we could encourage those approaching retirement to engage with the free government guidance available to them and with their pension

114. FCA confirms final rules on improving the quality of pension transfer advice

     Press Releases Published: 04/10/2018 Last modified: 11/04/2024
     The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice.

115. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

     Data Published: 07/10/2021 Last modified: 07/10/2021
     The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

116. Competition and conduct regulation in financial services

     Speeches Published: 09/09/2013 Last modified: 10/09/2013
     Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

117. Consumer Investments Strategy - 2 Year Update

     Corporate documents Published: 08/12/2023 Last modified: 08/01/2024
     The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

118. PS15/4: Retirement reforms and the guidance guarantee

     Policy statements Published: 27/02/2015 Last modified: 17/08/2021
     In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000.

119. Defined Benefit (DB) transfers – further update on our work

     Multi-firm reviews Published: 05/06/2020 Last modified: 24/08/2020
     We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area.

120. Testing what gets consumers engaged with their pension – and why

     Research Published: 08/12/2023 Last modified: 13/12/2023
     This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.

121. Our Perimeter Report

     Annual reports Published: 20/07/2022 Last modified: 05/04/2024
     Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

122. Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities

     Pensions Published: 27/04/2023 Last modified: 27/04/2023
     The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice.