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Showing 102 to 111 of 381 search results for defined contribution pensions.

102. Fines

     Table of fines with links to further information.

103. Business Plan 2022/23

     Business plans Published: 07/04/2022 Last modified: 27/04/2022
     The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

104. Regulatory Sandbox accepted firms

     Firms Published: 27/03/2022 Last modified: 15/01/2024
     Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

105. Competition and savings: the regulator’s perspective

     Speeches Published: 25/11/2016 Last modified: 25/11/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference.

106. PS21/14: A new authorised fund regime for investing in long term assets

     Policy statements Published: 25/10/2021 Last modified: 25/10/2021
     We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

107. FCA fines compliance oversight officer for pension transfer failings

     Press Releases Published: 14/07/2017 Last modified: 14/07/2017
     The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB

108. Product sales data: Self-invested personal pensions (SIPPs) FAQs

     Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
     Product sales data: Self-invested personal pensions (SIPPs) FAQs

109. CP15/7: Proposed changes to our pension transfer rules

     Consultation papers Published: 04/03/2015 Last modified: 07/02/2022
     We are consulting on proposed changes to our rules which will be necessary following a proposed amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO) that will make advising on the conversion or transfer of

110. FCA introduces additional protection for consumers ahead of pension freedoms

     Press Releases Published: 26/01/2015 Last modified: 26/01/2015
     FCA introduces additional protection for consumers ahead of pension freedoms. Press Releases First published:. ... The Financial Conduct Authority (FCA) has today written to the Chief Executive Officers (CEOs) of pension providers to outline plans to

111. FCA announces proposals to improve outcomes for non-workplace pension customers

     Press Releases Published: 25/11/2021 Last modified: 25/11/2021
     We propose that firms offer a new 'default' investment option to help non-workplace pension customers save for their retirement

112. Investment pathways: Post-implementation review

     Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
     Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.