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Showing 52 to 61 of 630 search results for defined benefit pensions.

  1. Fines

    Table of fines with links to further information.

  2. FOI8139 response annex A [csv]

    FOI releases Published: 31/03/2022
    This file contails the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers between 26/01/2020 and 10/03/2021.

  3. FOI8139 response annex B [csv]

    FOI releases Published: 31/03/2022
    This file contains the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers on 31/12/2018 but who have since relinquished their

  4. Final Notice 2023: Denis Lee Morgan [pdf]

    Final notices Published: 28/06/2023
    This Final Notice refers to breaches of FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a prohibition and withdrawal of approvals.

  5. Final Notice 2024: Arthur Jonathan Cobill [pdf]

    Final notices Published: 11/03/2024
    This Final Notice (Arthur Jonathan Cobill) refers to a breach of APER Statement of Principle 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been

  6. FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)

    Statements Published: 11/12/2017 Last modified: 22/06/2020
    The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB

  7. Defined benefit transfer advice misconduct investigation information - October 2020

    FOI Release Date of Release: 08/10/2020
    FCA provides information on defined benefit transfer advice misconduct investigation information.

  8. FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress

    Press Releases Published: 04/07/2023 Last modified: 04/07/2023
    The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. 

  9. We confirm periodic review of pension transfers redress guidance

    Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
    This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.

  10. Pension transfer advice: what to expect

    Consumers Published: 03/06/2020 Last modified: 15/04/2024
    Find out what to expect when getting advice about whether to transfer your defined benefit (DB) pension to a defined contribution (DC) pension.

  11. PS18/6 Advising on Pension Transfers [pdf]

    Policy statements Published: 26/03/2018
    The FCA has published rules and guidance on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension