Reference Case Number: FOI7583
Freedom of Information: Right to know request:
Updated Request: 22/09/2020
Since the timescale has changed, please can we ask that the data is from the time period 1st January - 19th August 2020.
With this in mind, please find the time period specified in the questions below.
- How many firms has the FCA investigated for defined benefit transfer advice misconduct from 1st January – 19th August 2020?
- How many individuals has the FCA investigated for defined benefit transfer advice misconduct from 1st January – 19th August 2020?
Original request: 19/08/2020
I am writing to make an open government request for all the information to which I am entitled under the Freedom of Information Act 2000.
Please can you tell us:
- How many firms has the FCA investigated for defined benefit transfer advice misconduct in 2020 so far?
- How many individuals has the FCA investigated for defined benefit transfer advice misconduct in 2020 so far?
FCA response:
Refer to the supporting document below.