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Showing 121 to 130 of 291 search results for dear ceo letter.

121. Dear CEO letter: Business Interruption Insurance [pdf]

     Correspondence Published: 18/09/2020 Last modified: 18/09/2020
     Following the Business interruption insurance test case judgment, the FCA’s next steps and expectations of insurers over the coming weeks and months.

122. Dear CEO letter: increased client money balances since coronavirus (Covid-19) [pdf]

     Correspondence Published: 12/08/2020 Last modified: 12/08/2020
     Dear CEO letter on increased client money balances since the coronavirus (Covid-19) pandemic.

123. Relending by high-cost lenders

     Firms Multi-firm reviews Published: 06/08/2020 Last modified: 07/08/2020
     This report sets out our review findings of relending by firms in the high-cost lenders portfolio.

124. Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions [pdf]

     Correspondence Published: 24/07/2020
     Letter to brokers in wholesale financial markets, who currently, or may in the future, offer services that involve holding clients’ cash or securities as collateral

125. Supervisory correspondence

     About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
     Find out how we communicate with the firms we supervise.

126. Supervisory correspondence

     About us How we regulate Published: 18/07/2020 Last modified: 20/03/2024
     Find out how the FCA communicates with the firms it supervises.

127. Proposed amendments to the Benchmarks Regulation

     Firms Focus areas Markets Markets policy Published: 23/06/2020 Last modified: 15/02/2023
     The Government’s has announced that it intends to bring forward legislation to amend the Benchmarks Regulation (BMR) to give us enhanced powers.

128. Dear CEO Letter to firms providing services to retail investors about coronavirus (Covid-19) [pdf]

     Correspondence Published: 08/06/2020 Last modified: 08/06/2020
     In the last few days the UK, and the world in general, has faced an unprecedented set of circumstances linked to the coronavirus (Covid-19) emergency

129. The FCA's response to COVID-19 and expectations for 2020

     Speeches Published: 04/06/2020 Last modified: 04/06/2020
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.

130. FCA bars Cypriot firms that used unauthorised celebrity endorsements

     Press Releases Published: 01/06/2020 Last modified: 01/06/2020
     The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors