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Showing 122 to 131 of 17174 search results for culture in financial services.

122. Culture and Governance

     Read about the FCA's work on culture and governance, including details of how to get involved.

123. Our investigations – the evolving approach

     Speeches Published: 15/06/2017 Last modified: 15/06/2017
     Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

124. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     to help manage the assets of individuals as they plan for their financial future. ... We want London to remain a success. The effective functioning of our financial markets matters not just to financial services professionals or the regulator but to [the

125. Whistleblowing quarterly data 2023 Q4

     Data Published: 08/03/2024 Last modified: 08/03/2024
     The data shows the number of new whistleblowing reports the FCA received in October and December 2023 and the allegations they featured.

126. CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook

     Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
     CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook. Consultation papers First published:. ... You should read this consultation paper if you are:. an authorised financial services firm.

127. Future Horizons Conference

     Last modified: 20/10/2017
     Our Future Horizons Conference was held in April 2017 and brought together leading thinkers to look at the big challenges facing financial services over the next 15 years.

128. Treating vulnerable consumers fairly

     Tasks for firms Focus areas Published: 27/07/2020 Last modified: 21/03/2024
     Find out about our work on the fair treatment of vulnerable customers, including why vulnerability matters, how it affects your firm, and our guidance on supporting customers in vulnerable circumstances.

129. Getting the right investor outcomes

     Speeches Published: 24/09/2014 Last modified: 30/09/2014
     Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

130. Whistleblowing quarterly data 2023 Q3

     Data Published: 08/03/2024 Last modified: 08/03/2024
     The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.

131. Enhancing market integrity

     About us What we do Published: 19/04/2016 Last modified: 13/12/2023
     The FCA aims to support a healthy and successful financial system, where firms can thrive and consumers can place their trust in transparent and open markets.

132. The New Market Infrastructure

     Speeches Published: 16/05/2014 Last modified: 29/11/2016
     Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.