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Showing 51 to 60 of 1326 search results for consultation with the Prudential Regulation Authority.

  1. FCA to publish claims scorecards

    Press Releases Published: 01/03/2016 Last modified: 01/03/2016
    The results of the pilot will be used to inform any consultation on the use of such measures. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not

  2. FCA calls for views on social investments

    Press Releases Published: 14/12/2015 Last modified: 04/03/2022
    The FCA is calling for contributions on how regulation is working in relation to the social investment market.

  3. CP16/6: Complaints against the Regulators

    Consultation papers Published: 11/02/2016 Last modified: 11/02/2016
    CP16/6: Complaints against the Regulators. Consultation papers First published:. 11/02/2016. Last updated: 11/02/2016. ... We, along with the Bank of England and the Prudential Regulation Authority (the regulators) are consulting on changes to how

  4. DP20/2: Prudential requirements for MiFID investment firms

    Discussion papers Published: 23/06/2020 Last modified: 17/12/2020
    This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking

  5. The FCA consults on its approach ahead of the UK’s exit from the EU

    Press Releases Published: 10/10/2018 Last modified: 10/10/2018
    The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the

  6. PS13/10: CRD IV for Investment Firms

    Policy statements Published: 13/12/2013 Last modified: 30/08/2015
    We are the competent authority under the Financial Services and Markets Act for the prudential regulation of a large number of investment firms subject to the Capital Requirements Directive (CRD). ... The proposals in this PS do not apply to credit

  7. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

  8. FCA publishes report on the supervision of Algorithmic Trading

    Press Releases Published: 12/02/2018 Last modified: 22/08/2022
    The FCA has today published a report on the supervision of algorithmic trading in wholesale markets.

  9. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.

  10. CP23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2023/24

    Consultation papers Published: 12/01/2023 Last modified: 12/01/2023
    The FCA and PRA consult on proposals for the FSCS's annual Management Expenses Levy Limit (MELL) for 2023/24.
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