Search results

Showing 191 to 200 of 719 search results for complaints data to help assess.

191. Locums and other outside support: sole advisers

     Tasks for regulated firms Published: 11/05/2015 Last modified: 31/01/2023
     As a sole adviser, find out how a locum or outside support can help your business.

192. Whistleblowing quarterly data 2022 Q2

     Data Published: 07/10/2022 Last modified: 07/10/2022
     Our data shows the number of new whistleblowing reports the FCA received in April to June 2022 and the allegations they featured.

193. Operational Resilience

     Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
     We set out the requirements of our policy and how to report an operational disruption.

194. Whistleblowing quarterly data 2022 Q4

     Data Published: 04/05/2023 Last modified: 04/05/2023
     Our data shows the number of new whistleblowing reports the FCA received in October to December 2022 and the allegations they featured.

195. FIN074 returns – who needs to complete and why

     Tasks for firms Published: 18/03/2024 Last modified: 18/03/2024
     To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us.

196. FCA launches consultation on General Insurance value measures data

     Press Releases Published: 30/01/2019 Last modified: 30/01/2019
     Today the Financial Conduct Authority (FCA) has launched a consultation proposing new rules requiring firms to report General Insurance (GI) value measures data to the FCA for publication. Alongside the Consultation Paper, the FCA has also published

197. Market Watch 67

     Newsletters Published: 28/05/2021 Last modified: 28/05/2021
     Newsletter on market conduct and transaction reporting issues.

198. FERGOFX

     Warnings Published: 05/04/2022 Last modified: 06/04/2022
     FERGOFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

199. Fund managers falling short on assessing the value of their funds

     Statements Published: 06/07/2021 Last modified: 06/07/2021
     Our review of fund managers found most had not implemented AoVs arrangements that met FCA standards.

200. Rent-to-own – update

     News stories Published: 30/01/2018 Last modified: 02/12/2020
     The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014.