Search results
Showing 151 to 160 of 858 search results for complaints data submitted by firms.
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FCA Statement on CRD IV
The report will be submitted through our GABRIEL system. The XBRL Taxonomy consultation is available on the EBA website. ... These rules are directly binding on CRD IV firms as an EU regulation. -
Financial Crime: analysis of firms’ data
The FCA has published its first financial crime survey of over 2,000 UK firms, across the financial sector. The survey gives a collective view of the activity being undertaken by firms in the UK to combat financial crime across the industry. -
Retail Mediation Activities (RMA)
Retail Mediation Activities (RMA) -
Information on firm permissions
The FCA responds to a request for information on firm positions -
2013 fines
Fines published during the calendar year ending December 2013. -
FCA to launch enhanced Financial Services Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register. -
Underlying data - Consumer credit - high-cost short-term credit (HCSTC) market - January 2019 [xlsx]
This data is on the high-cost short-term credit market based on regulatory reporting data submitted to us by consumer credit firms. -
FCA Authorisations operating service metrics 2022/23 Q4
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data is for January to March 2023. -
Requesting sample transaction reporting data
The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data. -
Opened complaints
This page provides a breakdown of complaints opened, by product, product group and firm type.