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Showing 131 to 140 of 857 search results for complaints data submitted by firms.

131. Information on transaction reporting - December 2021

     FOI Release Date of Release: 20/12/2021
     The FCA answers multiple questions on transaction reporting.

132. Messages firms can give customers about investments and life assurance following market volatility

     Firms Last modified: 13/08/2021
     We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

133. Copyright notice

     Last modified: 18/01/2024
     Find out more about using or copying material on our website and terms and conditions for reproducing accompanying materials.

134. Market Watch 70

     Newsletters Published: 03/10/2022 Last modified: 03/10/2022
     In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

135. Group reporting data items: FAQs

     Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
     Group reporting data items: FAQs

136. Copyright notice and disclaimer

     Last modified: 08/12/2020
     Information about using or copying material on our website (including the Handbook) and terms and conditions for reproducing accompanying materials.

137. Reporting obligation

     Markets policy Published: 22/05/2016 Last modified: 02/05/2024
     Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.

138. Business interruption insurance test case – Insurer claims data

     Data Published: 31/03/2023 Last modified: 31/03/2023
     The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.

139. 2013 fines

     News stories Published: 02/01/2013 Last modified: 26/03/2024
     Fines published during the calendar year ending December 2013.

140. UK SFTR reporting obligation

     Markets Published: 11/03/2020 Last modified: 23/10/2023
     We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.