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Showing 121 to 130 of 859 search results for complaints data submitted by firms.

  1. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.

  2. Data Bulletin June 2018: The retail intermediary sector

    Data Published: 07/06/2018 Last modified: 06/09/2018
    This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR).

  3. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

  4. Market Watch 74

    Newsletters Published: 25/07/2023 Last modified: 25/07/2023
    n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

  5. Mortgage lending statistics - March 2024

    Data Published: 12/03/2024 Last modified: 12/03/2024
    The FCA collects mortgage lending data via the Mortgage Lending and Administration Return (MLAR) which is submitted to the FCA by firms carrying out mortgage lending and mortgage administration.

  6. Retirement income data

    Registers and systems Published: 20/07/2018 Last modified: 13/06/2022
    Retirement income data

  7. Data reference guides

    Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
    The Data Reference Guide (DRG) contains XML specifications and details of validations applied for all data items submitted to the FCA using Gabriel.

  8. TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress

    Thematic reviews Published: 25/09/2013 Last modified: 15/11/2016
    TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress. ... customers. We found that 6 firms were handling PPI complaints as we would expect but that for the remaining 12 firms there were

  9. Data Bulletin: May 2017 - Retail intermediary sector

    Data Published: 25/05/2017 Last modified: 21/08/2019
    This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

  10. FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement

    Press Releases Published: 25/09/2013 Last modified: 29/11/2016
    FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement. ... Six of the firms involved were generally delivering fair outcomes on PPI complaints.
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