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Showing 51 to 60 of 147 search results for collect complaints data from firms to enable us.

51. CP14/5: Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD)

    Consultation papers Published: 07/03/2014 Last modified: 30/08/2015
    We currently collect adviser charging and consultancy charging data from investment advice firms through Sections K and L of the RMAR. ... introduce changes to how we collect this data with the aim of reducing the reporting obligation for firms.

52. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.

53. Early and High Growth Oversight

    Firms Published: 25/04/2022 Last modified: 26/05/2023
    Following a successful pilot, find out how we’re expanding Early and High Growth Oversight to support more newly authorised firms.

54. FCA statement on EU withdrawal following the March European Council

    Statements Published: 28/03/2018 Last modified: 28/03/2018
    The Financial Conduct Authority (FCA) welcomes the agreement reached on the terms of an implementation period that will apply following the UK’s withdrawal from the European Union.

55. Reporting requirements for CMCs

    Claims management companies Published: 09/06/2019 Last modified: 07/02/2023
    Learn more about the annual reporting requirements for claims management companies (CMCs).

56. Reporting requirements: sale and rent back firms

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Sale and rent back firms have had a full reporting regime since 2011. Find out what your firm needs to do.

57. How to report Appointed Representatives data – information for principal firms

    Firm authorisation Published: 11/07/2023 Last modified: 26/10/2023
    Read about the data principal firms must report to the FCA about their appointed representatives (ARs).

58. Workstreams updates

    Statements Published: 16/07/2021 Last modified: 16/07/2021
    Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards

59. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

60. Drivers of change in the financial services industry and how we are responding

    Speeches Published: 02/11/2021 Last modified: 19/08/2022
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the CDO Exchange for Financial Services.