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Showing 111 to 120 of 626 search results for changes to the Senior Managers Regime.

111. FCA publishes final report into asset management sector

     Press Releases Published: 28/06/2017 Last modified: 28/06/2017
     The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.

112. About our data

     Last modified: 14/03/2024
     The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

113. Coronavirus: Information for small businesses that are customers of financial services firms

     Firms Published: 07/06/2020 Last modified: 26/05/2021
     Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.

114. The Importance of Diversity

     Speeches Published: 05/02/2019 Last modified: 08/02/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.

115. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II

     Policy statements Published: 16/12/2015 Last modified: 26/05/2016
     With the Bank of England and Financial Services Bill of October 2015, HM Treasury announced their intention to extend the Senior Managers & Certification Regime (SM&CR) for the banking sector to ... This does not affect the implementation of the revised

116. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     The Senior Managers Regime, final rules for which were published last week, should reintroduce and reinforce professional accountability to the industry. ... One thing that the introduction of the Senior Managers Regime will do is hard-wire

117. IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm

     Statements Published: 16/08/2022 Last modified: 16/08/2022
     The FCA clarify the definition of ’Significant SYSC firm’ and eligibility for Enhanced Status under the SM&CR regime

118. PS19/7: Finalising the Directory

     Policy statements Published: 08/03/2019 Last modified: 08/03/2019
     This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

119. Regulatory Sandbox

     Firms Published: 27/03/2022 Last modified: 09/05/2024
     The Regulatory Sandbox is for firms wanting to test new products live in the market with real consumers. Find out more about it and how to apply.

120. Vote Reporting Group

     Firms Published: 24/02/2023 Last modified: 26/04/2024
     Find out how the group aims to improve shareholder vote reporting by UK asset managers.