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Showing 41 to 50 of 542 search results for board effectiveness review.

  1. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  2. Credit Card Market Study

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Find out how the FCA has taken measures to improve the consumer credit market for those potentially in problematic debt.

  3. Recovery plans – initial observations

    News stories Published: 19/05/2016 Last modified: 19/05/2016
    It would also facilitate a more effective review and validation of the recovery plan by the firm and the FCA.). ... Given the various concerns identified during our review, and in support of the overall objectives of the RRD, we would also encourage

  4. Joint statement from UK Financial Regulation Authorities on London Metal Exchange and LME Clear

    Statements Published: 04/04/2022 Last modified: 04/04/2022
    The FCA intends to review the LME’s approach to managing the suspension and resumption of the market in nickel

  5. Practical implications of US law on EU practice

    Speeches Published: 19/01/2017 Last modified: 20/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

  6. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.

  7. Cryptoassets: AML / CTF regime

    Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
    We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

  8. Reducing and preventing financial crime

    Corporate documents Published: 08/02/2024 Last modified: 08/02/2024
    We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year.

  9. Consumer Duty implementation plans

    Focus areas Multi-firm reviews Published: 25/01/2023 Last modified: 25/01/2023
    The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FCA sets out here the findings from their review of firms’ plans to embed

  10. Ensuring the fair treatment of customers in vulnerable circumstances

    Firms Published: 16/06/2022 Last modified: 16/06/2022
    The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement.