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Showing 741 to 750 of 1199 search results for asset management study.

  1. Rhestr Rhybuddion FCA o gwmnïau anawdurdodedig

    Consumers Published: 20/03/2023 Last modified: 18/10/2023
    Edrychwch ar ein Rhestr Rhybuddion i ddod o hyd i fanylion cwmnïau ac unigolion anawdurdodedig yr ydym yn ymwybodol ohonynt, sydd yn gweithredu heb ganiatâd yn y DU.

  2. Liberty SIPP Limited enters administration

    Statements Published: 28/04/2020 Last modified: 28/04/2020
    On 27 April 2020, the directors of Liberty SIPP Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA), appointed Andrew Poxon & Alex Cadwallader of Leonard Curtis as Joint Administrators ('administrators').

  3. FCA proposes CMC fee price cap

    Press Releases Published: 21/01/2021 Last modified: 26/01/2021
    We have published proposals to introduce a price cap on the fees claims management companies (CMCs) charge their customers in relation to claims for financial products and services.

  4. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

  5. The Vale Group / Vale Group Asset Management / Vale Group Investments (clone of FCA authorised firm)

    Warnings Published: 20/04/2010 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  6. Building trust in sustainable investments

    Speeches Published: 23/11/2020 Last modified: 23/11/2020
    Speech by Richard Monks on building trust in sustainable investments.

  7. BNY Mellon Wealth Management (clone of FCA authorised firm)

    Warnings Published: 07/05/2014 Last modified: 21/06/2021
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  8. It's time for an Enlightenment on financial inclusion

    Speeches Published: 29/09/2023 Last modified: 29/09/2023
    Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

  9. Jupiter Capital Research (clone of FCA authorised firm)

    Warnings Published: 29/10/2007 Last modified: 29/09/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  10. Final Notice 2017: Capita Financial Managers Limited [pdf]

    Final notices Published: 10/11/2017
    This final notice refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a public censure.