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Showing 61 to 70 of 420 search results for applying to the Regulatory Sandbox.

  1. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered

  2. The new simplified advice regime and the advice / guidance boundary review

    Speeches Published: 21/03/2023 Last modified: 21/03/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.

  3. FCA Innovation Hub

    Innovation Hub Last modified: 02/04/2024
    FCA Innovation supports FinTech and RegTech firms with innovative business models and further promote innovation in the interests of consumers.

  4. Innovate Finance Global Summit

    Speeches Published: 11/04/2016 Last modified: 09/05/2016
    Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the Innovate Finance Global Summit on 11 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  5. RegTech

    Tasks for firms Focus areas Published: 11/09/2017 Last modified: 12/04/2024
    RegTech applies to new technologies developed to help overcome regulatory challenges in financial services.

  6. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).

  7. Green FinTech Challenge

    Tasks for regulated firms Focus areas Published: 17/10/2018 Last modified: 10/02/2023
    Ten firms have been accepted into the Green FinTech Challenge to continue developing innovative products and services that will aid the transition to a net-zero economy.

  8. Call for Input: Cross-Sector Sandbox

    Calls for input Published: 29/05/2019 Last modified: 08/11/2019
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.

  9. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

  10. FCA Innovation Open Day 2022

    Events Published: 28/06/2022 Last modified: 10/08/2022
    Watch all of our webinar recordings from our Innovation Open Day held on 13 July 2022