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Showing 31 to 40 of 408 search results for application of MiFID II.

  1. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

  2. Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020

    FOI Release Date of Release: 10/08/2020
    We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II

  3. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

  4. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

  5. Key requirements of firms

    Firms Published: 30/09/2020 Last modified: 31/03/2022
    Firms should have prioritised these key requirements following the end of the transition period.

  6. MiFID Annex Form [docx]

    Forms Published: 29/05/2020 Last modified: 06/11/2023
    Application for Authorisation.

  7. MiFID Annex for VOP Application Form [docx]

    Forms Published: 13/01/2017 Last modified: 26/05/2022
    This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.

  8. Market Data Processor (MDP) on-boarding application form [doc]

    Forms Published: 30/01/2017
    This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting.

  9. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  10. MiFID Annex I: Application form for a data reporting services provider [docx]

    Forms Published: 13/01/2017 Last modified: 17/03/2022
    MiFID Annex I: Application form for a data reporting services provider