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Showing 62 to 71 of 6561 search results for application form to register.

  1. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 24/04/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.
  2. Resources for your society

    Mutual societies Published: 24/02/2023 Last modified: 02/04/2024
    Forms and useful information for those managing a mutual society.
  3. Application for registration as an Annex I financial institution [doc]

    Forms Published: 01/04/2013 Last modified: 07/06/2022
    Full name of business applying to register under Money Laundering Regulations 2007
  4. Brookbourne Trading Limited

    Statements Published: 16/12/2015 Last modified: 30/09/2016
    Brookbourne Trading Limited has been compulsorily wound-up by the High Court on the application of the Financial Conduct Authority (FCA) on the grounds that it was conducting regulated activity without the necessary authorisation from the FCA.
  5. Small payment institution (small PI)

    Last modified: 14/09/2018
    They will need to provide us with additional information. Small PIs can apply to be re-registered from 13 October 2017 and must submit their application before 23:59 on the ... Financial Services Register to reflect that these businesses will no longer
  6. Third Party Verifier (TPV)

    Markets Markets policy Published: 19/03/2019 Last modified: 15/01/2024
    A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply.
  7. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 01/05/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.
  8. Apply to become a credit reference agency or credit information services provider

    Firm authorisation Published: 27/04/2020 Last modified: 13/12/2023
    Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services.
  9. Apply to become a general insurance intermediary

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website.
  10. The FCA and mutual societies

    Tasks for regulated firms Published: 10/05/2015 Last modified: 24/02/2023
    Find out about our role in registering mutual societies.