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Showing 122 to 131 of 6621 search results for application form to register.
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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
RMA-C Client money and assets: FAQs
RMA-C Client money and assets. -
Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy. -
CCR007 consumer credit data: how to complete the return
Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form. -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
Scottish Widows (Clone of FCA authorised firm)
Scottish Widows (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Product sales data: process related aspects FAQs
Product sales data: process related aspects FAQs -
Financial promotions quarterly data 2023 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 . -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
Product sales data: reporting of advised and non-advised sales FAQs
Product sales data: reporting of advised and non-advised sales FAQs -
Investec Private Banking (clone of FCA authorised firms)
Investec Private Banking (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm