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Showing 1 to 10 of 11745 search results for and other regulated persons.

1. Brexit – what we expect firms and other regulated persons to do now

   Statements Published: 01/02/2019 Last modified: 31/01/2020
   The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

2. How we process approved person applications

   Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
   Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes.

3. Service standards 2019/20

   Data Published: 24/06/2020 Last modified: 24/06/2020
   The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.

4. Our approach to international firms

   Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
   Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

5. Service standards 2018/19

   Data Published: 24/06/2019 Last modified: 24/06/2019
   The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.

6. Submit a change in control notification

   Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
   Find out how to prepare your notification and understand what happens after you submit it.

7. Credit unions carrying out consumer credit activities

   Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
   Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.

8. Shareholding notification and disclosure

   Markets Published: 02/05/2016 Last modified: 16/12/2022
   There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

9. Helping firms provide more support to customers making investment decisions

   Firms Published: 03/08/2023 Last modified: 30/10/2023
   Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation.

10. RMA-B Profit and loss account: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-B Profit and loss account: help text