Search results

Showing 51 to 60 of 1610 search results for and advice.

51. FCA survey of firms providing financial advice [pdf]

    Research insights Published: 28/04/2016 Last modified: 05/08/2016
    This report summarises the results of a survey of 233 firms active in providing financial advice on retail investment products, carried out in November 2015. The results from this survey informed FAMR and the proposals recommended. Additionally, the

52. Pensions and Retirement income: our guidance for firms

    Life insurers and pension providers Published: 07/04/2020 Last modified: 13/02/2023
    The FCA's guidance for pension providers and DB transfer advisers, as the coronavirus (Covid-19) pandemic develops.

53. Advice on recent national cyber attack

    Statements Published: 13/05/2017 Last modified: 19/05/2017
    The National Cyber Security Centre has issued guidance on the recent ransomware attack.

54. EMIR reporting advice for Clearing Member firms

    Statements Published: 30/06/2014 Last modified: 30/06/2014
    EMIR reporting advice for Clearing Member firms. Statements First published:. 30/06/2014. ... EMIR reporting advice for Clearing Member firms.

55. Advice Gap Analysis: Report to FCA [pdf]

    External research Published: 16/12/2014 Last modified: 16/12/2014
    The purpose of this document is to set out the results of analysis carried out by Towers Watson into the possible existence and size of an advice gap in the UK retail investments market.

56. Retirement income advice survey [pdf]

    Corporate documents Published: 20/03/2024
    This survey is for completion by Directly Authorised firms, including Principal Firms that have Appointed Representatives (ARs).

57. FCA Final Notice 2014: Mega Advice Services Ltd [pdf]

    Final notices Published: 11/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

58. Debt Advice Group / www.debtadvicenow.co.uk

    Warnings Published: 24/07/2023 Last modified: 24/07/2023
    Debt Advice Group / www.debtadvicenow.co.uk is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

59. The FCA’s role in promoting innovation

    Speeches Published: 22/09/2016 Last modified: 22/09/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

60. OFT Requirement Notice: Manor Financial Advice Ltd [pdf]

    Requirement notices Published: 17/09/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Manor Financial Advice Ltd which applies to its Consumer Credit Interim Permission.