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Showing 1 to 10 of 2348 search results for Sales and advice.

1. Consumer credit - Sales and advice

   Consumer credit firms Published: 25/04/2019 Last modified: 16/02/2023
   Learn about the information you need to give customers when selling your products, and assessing a customer’s creditworthiness.

2. AXA fined and reviews investment sales for advice failings

   Press Releases Published: 13/09/2013 Last modified: 25/11/2021
   The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

3. Consumer credit - Sales and advice video transcript [pdf]

   Documents Published: 25/04/2019

4. The equity release sales and advice process: key findings

   Firms Multi-firm reviews Published: 17/06/2020 Last modified: 17/06/2020
   Key findings from our exploratory work on later life lending, where we considered the borrowing opportunities available to consumers aged 55 and over, focusing on lifetime mortgages.

5. Product sales data - 2022

   Data Published: 28/06/2023 Last modified: 28/06/2023
   The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages, retail investments or protection sectors submit product transaction data to the FCA quarterly.

6. Advised and non-advised sales

   Financial advisers Tasks for regulated firms Published: 21/12/2015 Last modified: 21/09/2022
   Firms can offer either advised or non-advised sales. Find out about the difference here.

7. Insurance: business practice, suitability and eligibility

   Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
   The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.

8. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

   Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
   If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

9. Mortgage fraud

   Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
   If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

10. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.