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Showing 1 to 10 of 1911 search results for recommendations and advice.

1. Financial Advice Market Review (FAMR)

   Tasks for regulated firms Published: 21/12/2015 Last modified: 15/02/2023
   The Financial Advice Market Review (FAMR) was launched in August 2015. Read more about the work we have undertaken.

2. Helping firms provide more support to customers making investment decisions

   Firms Published: 03/08/2023 Last modified: 30/10/2023
   Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation.

3. Advising on pension transfers – our expectations

   News stories Published: 24/01/2017 Last modified: 12/04/2024
   Check the FCA requirements when you provide advice on pension transfers.

4. The regulation of advice – recommendations post FAMR

   Speeches Published: 20/04/2016 Last modified: 20/04/2016
   Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

5. Improving the suitability of financial advice

   Speeches Published: 19/09/2019 Last modified: 03/10/2019
   Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.

6. TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice

   Thematic reviews Published: 11/07/2014 Last modified: 25/08/2016
   TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice. ... The findings from this review helped to inform a guidance consultation, ‘Retail Investment Advice:

7. Assessing suitability

   Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
   FCA outlines the process you should follow to assess suitability of for a client

8. Messages firms can give customers about investments and life assurance following market volatility

   Firms Last modified: 13/08/2021
   We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

9. Initial advice charges for lump sum investments

   Firms Published: 15/12/2016 Last modified: 15/12/2016
   Read more about the payment of initial advice charges for advice on lump sum investments to retail clients.

10. Defined benefit pension transfers – market-wide data results

    Multi-firm reviews Published: 19/06/2019 Last modified: 19/06/2019
    Collected data from firms on the size and value of the Defined Benefit (DB) pension advice market.