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Showing 211 to 220 of 446 search results for also required to publish complaints data.

  1. Consumer Duty: Not once and done

    Speeches Published: 01/11/2023 Last modified: 01/11/2023
    Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

  2. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.

  3. Personal data and authorisation

    Last modified: 25/01/2024
    How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.

  4. CP17/10: Consultation on persistent debt and earlier intervention remedies

    Consultation papers Published: 03/04/2017 Last modified: 07/12/2017
    We are consulting on measures to address persistent credit card debt and require credit card firms to use their data to identify customers at risk of financial difficulties. In this document we also set out details of an industry voluntary agreement

  5. British Steel Pension Scheme redress FAQ

    Tasks for regulated firms Published: 24/05/2022 Last modified: 28/02/2023
    The FCA provides answers to requests for further clarification on our consultation on the BSPS redress scheme.

  6. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

  7. PS15/1: Early implementation of the Transparency Directive’s requirements for reports on payments to governments, including feedback on CP14/17 and final rules

    Policy statements Published: 02/01/2015 Last modified: 07/02/2022
    This Policy Statement reports on the main issues arising from Consultation Paper CP14/17 and publishes final rules.

  8. Requirements for UK trade repositories and reporting counterparties

    Statements Published: 01/02/2019 Last modified: 01/02/2019
    In January 2019, we confirmed that we will become the UK regulator of Trade Repositories (TRs) after Brexit. This information is only applicable if the UK leaves the EU without a withdrawal agreement (a no-deal scenario).

  9. CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU)

    Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
    In this consultation document, we set out our proposals for the necessary changes to the Handbook required to implement the new regime. ... Canary Wharf. London E14 5HS. We will consider your feedback and publish our final Handbook provisions in a Policy

  10. Personal data and mutuals registration

    Last modified: 22/02/2023
    How and why the FCA uses personal data that is collected for mutuals registration.
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