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Showing 82 to 91 of 1553 search results for after Brexit.

  1. Adding a new sub-fund to an umbrella scheme in the TMPR

    Published: 03/12/2020 Last modified: 17/01/2024
    Find out about our proposed process for adding a new sub-fund to an umbrella scheme that will be in the temporary marketing permissions regime (TMPR).
  2. Client agreements for transferring investment business

    Tasks for regulated firms Published: 15/02/2016 Last modified: 10/02/2023
    Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent
  3. Financial services contracts regime

    Firms Focus areas Published: 18/08/2020 Last modified: 12/03/2024
    The temporary permissions regime will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime falls away abruptly when the UK leaves the EU.
  4. Sector Views - published January 2019

    Corporate documents Published: 10/01/2019 Last modified: 10/01/2019
    We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into 7 sectors and monitor them continuously.
  5. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.
  6. Primary Market Bulletin 33

    Newsletters Published: 29/03/2021 Last modified: 22/04/2021
    Welcome to the 33rd edition of the Primary Market Bulletin (PMB).
  7. Dealing with EEA firms and investment funds

    Consumers Published: 15/12/2020 Last modified: 06/03/2024
    Check if you’re protected and how to complain if you’re dealing with an EEA firm in the temporary permissions regime (TPR) or financial services contracts regime (FSCR).
  8. Primary Market Bulletin 34

    Newsletters Published: 24/06/2021 Last modified: 09/07/2021
    This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime.
  9. FCA warns firms to be responsible when handling client data

    Statements Published: 18/11/2020 Last modified: 18/11/2020
    We are warning firms to be responsible when handling client data to ensure firms lawfully process and transfer client data.
  10. Where next for UK Market Structure

    Speeches Published: 03/03/2022 Last modified: 03/03/2022
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference.