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Showing 81 to 90 of 135 search results for abouthow to register on Connect.

  1. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  2. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  3. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

  4. Apply to become an electronic money or a payment institution

    Firm authorisation Published: 28/04/2015 Last modified: 22/11/2023
    Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider.

  5. BI Pinnacle / bipinnacle.com

    Warnings Published: 26/04/2024 Last modified: 26/04/2024
    BI Pinnacle / bipinnacle.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

  7. Controller forms needed for authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
    A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right

  8. Where to submit your returns

    Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
    Read our guide for firms to use when submitting notifications to the appropriate regulator.

  9. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

  10. Information for newly authorised firms

    Published: 30/09/2022 Last modified: 25/05/2023
    As a newly authorised firm, learn about the systems you'll use and important things you need to know.