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Showing 21 to 30 of 14061 search results for about how to register on Connect.

  1. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

  2. Variations of Part 4A Permissions help: Connect

    Tasks for regulated firms Published: 04/05/2016 Last modified: 09/02/2023
    Read more about the application used to add, vary and cancel Part 4A permissions in Connect.

  3. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 13/02/2023
    Find out how to register for RegData and access the system as a principal or firm user.

  4. Notification to cease a controlled function: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Read more about how to complete a Notification to Cease a Controlled Function in Connect.

  5. Internal transfer of a Controlled Function: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Read more about how to apply for approval for the internal transfer of Controlled Functions.

  6. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  7. Alpha Connect Capital GmbH (clone of FCA authorised firm)

    Warnings Published: 09/05/2012 Last modified: 19/08/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  8. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

  9. Variation of permission

    Tasks for regulated firms Published: 11/05/2015 Last modified: 16/12/2022
    If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).

  10. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.