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Showing 82 to 91 of 301 search results for Update on Brexit delay.

  1. CP19/2: Brexit and contractual continuity

    Consultation papers Published: 08/01/2019 Last modified: 06/10/2020
    The financial services contracts regime (FSCR) allows EEA firms to run off their regulated business in the UK, if the UK leaves the EU without an implementation period.
  2. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.
  3. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.
  4. FCA statement on redress methodology for pension transfers

    Statements Published: 03/08/2016 Last modified: 17/01/2017
    The Financial Conduct Authority (FCA) has today announced that it intends to consult in autumn 2016 to update the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit (DB)
  5. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market
  6. Statements of Policy on the operation of the MiFID transparency regime

    Statements Published: 04/03/2019 Last modified: 29/08/2023
    Statements of Policy outlining how the FCA will operate the MiFID transparency regime, if the UK leaves the EU without an implementation period.
  7. Recovery plan template

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us.
  8. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.
  9. Primary Market Bulletin Issue 19 [pdf]

    Newsletters Published: 11/06/2018
    This edition covers our consultation on a proposed update to our existing technical note on periodic financial information and inside information (UKLA/TN/506.1), involving the delay in the disclosure of inside information under Article 17(4) of the
  10. Information for firms during the Brexit implementation period

    Press Releases Published: 30/01/2020 Last modified: 06/10/2020
    On 31 January 2020 at 11pm the UK will leave the European Union (EU) and enter an implementation period, which is due to last until 31 December 2020.