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Showing 151 to 160 of 6146 search results for This final notice.
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FCA Final Notice 2013: Mr Rahul Shah [pdf]
This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition. -
FSA Final Notice 2011: Rentwise (UK) Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Rentwise (UK) Limited -
FSA Final Notice 2011: Asma Ali trading as Oyes Express [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Asma Ali trading as Oyes Express -
FSA Final Notice 2011: Ms Nazia Bi [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Ms Nazia Bi -
FSA Final Notice 2011: Integrated Financial Arrangements plc [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Integrated Financial Arrangements plc -
FSA Final Notice 2011: Perspective Financial Management Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Perspective Financial Management Limited -
FSA Final Notice 2011: BDO LLP [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against BDO LLP -
Final Notice 2015: Alina Business & Financial Services Limited [pdf]
This final notice refers to breaches of PSR related to the Payment Services Regulations in the payment services sector. We imposed a cancellation. -
Final notice 2015: AR Capital [pdf]
This final notice refers to an applicant for Part 4A permission not satisfying the FCA’s appropriate resources and suitability threshold conditions. We refused the application. -
FCA Final Notice 2013: IBBL Exchange UK Limited (formerly Jalalabad Money Transfer & Travels Limited) [pdf]
This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.