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Showing 231 to 240 of 6146 search results for This Final Notice.

  1. FSA Final Notice 2012: Camerons [pdf]

    Final notices Published: 25/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Camerons

  2. Final Notice 2017: M V Autos [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2023: Avanao Limited (trading as carloans.co.uk) [pdf]

    Final notices Published: 08/09/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

  4. FSA Final Notice 2012: Carousel Finance Limited [pdf]

    Final notices Published: 18/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Carousel Finance Limited

  5. FSA Final Notice 2012: Quick2PK International Limited [pdf]

    Final notices Published: 22/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Quick2PK International Limited

  6. FSA Final Notice 2012: Argentum-Lex Wealth Management Limited [pdf]

    Final notices Published: 15/11/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Argentum-Lex Wealth Management Limited

  7. FSA Final Notice 2013: Lamprell plc [pdf]

    Final notices Published: 18/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Lamprell plc

  8. FSA Final Notice 2011: Mr David Grant Sinclair [pdf]

    Final notices Published: 14/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr David Grant Sinclair

  9. FCA Final Notice 2014: Ewan King [pdf]

    Final notices Published: 30/01/2014 Last modified: 19/05/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the investment adviser sector. We imposed a fine and a prohibition.

  10. FCA Final Notice 2013: Ahmed Ali [pdf]

    Final notices Published: 08/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.
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