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Showing 161 to 170 of 6101 search results for This Final Notice.

  1. FCA Final Notice 2014: Sesame Limited [pdf]

    Final notices Published: 29/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 8 and COBS related to conflicts of interest in the life insurance and investment adviser sector. We imposed a fine.

  2. FSA Final Notice 2011: Combined Insurance Company of America ("CICA") [pdf]

    Final notices Published: 16/12/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Combined Insurance Company of America ("CICA")

  3. FSA Final Notice 2012: Principal Mortgage Services Limited [pdf]

    Final notices Published: 18/06/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Principal Mortgage Services Limited

  4. FSA Final Notice 2012: Castle Grove Insurance Services Limited [pdf]

    Final notices Published: 26/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Castle Grove Insurance Services Limited

  5. FSA Final Notice 2011: Towry Investment Management Limited [pdf]

    Final notices Published: 14/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Towry Investment Management Limited

  6. FSA Final Notice 2012: The Pentecostal Credit Union [pdf]

    Final notices Published: 08/11/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against The Pentecostal Credit Union

  7. Final notice 2016: Naimat Gul [pdf]

    Final notices Published: 22/08/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. FSA Final Notice 2012: Mitsui Sumitomo Insurance Company (Europe) Ltd [pdf]

    Final notices Published: 08/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mitsui Sumitomo Insurance Company (Europe) Ltd

  9. FSA Final Notice 2012: Shettleston and Tollcross Credit Union Limited (“STCU”) [pdf]

    Final notices Published: 05/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Shettleston and Tollcross Credit Union Limited (“STCU”)

  10. FSA Final Notice 2011: Fleet Insurance Solutions Limited [pdf]

    Final notices Published: 05/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Fleet Insurance Solutions Limited
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