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Showing 151 to 160 of 6093 search results for This Final Notice.

  1. FSA Final Notice 2011: BDO LLP [pdf]

    Final notices Published: 26/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against BDO LLP

  2. Final notice 2015: AR Capital [pdf]

    Final notices Published: 12/11/2015 Last modified: 12/11/2015
    This final notice refers to an applicant for Part 4A permission not satisfying the FCA’s appropriate resources and suitability threshold conditions. We refused the application.

  3. FCA Final Notice 2013: IBBL Exchange UK Limited (formerly Jalalabad Money Transfer & Travels Limited) [pdf]

    Final notices Published: 18/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  4. FCA Final Notice 2013: Mr Rahul Shah [pdf]

    Final notices Published: 13/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition.

  5. FSA Final Notice 2011: Rentwise (UK) Limited [pdf]

    Final notices Published: 11/07/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Rentwise (UK) Limited

  6. FSA Final Notice 2011: Commercial Lines Direct Limited [pdf]

    Final notices Published: 24/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Commercial Lines Direct Limited

  7. FSA Final Notice 2013: The Royal Bank of Scotland plc [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Royal Bank of Scotland plc

  8. FSA Final Notice 2011: Asma Ali trading as Oyes Express [pdf]

    Final notices Published: 24/08/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Asma Ali trading as Oyes Express

  9. FSA Final Notice 2012: Great Financial Services Limited [pdf]

    Final notices Published: 24/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Great Financial Services Limited

  10. FSA Final Notice 2011: Ms Nazia Bi [pdf]

    Final notices Published: 14/10/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Ms Nazia Bi
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