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Pensions and retirement income: overview [pdf]
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Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
Firms
Tasks for regulated firms and authorisation information for new firms -
2016 fines
This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty). -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
Primary Market Bulletin 49
This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report -
Re-use of Public Sector Information Regulations 2015: Charges statement
Once you have requested to re-use or re-produce documents for commercial purposes, the FCA will advise you of any charges that are applicable. -
Darren Newton banned from working in the financial services sector
The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector. The FCA discovered Mr Newton used customers’ money for the purchase of the debt management firm, First Step Finance Limited. -
LIBOR – 6 months to go
Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy, delivered at UK Finance's Commercial Finance Week -
General insurance and protection: overview [pdf]