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Showing 141 to 150 of 3375 search results for Sector%20Views.

  1. Decision Notice 2022: A [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  2. The Future of the City

    Speeches Published: 05/02/2018 Last modified: 05/02/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner.

  3. The technology challenge

    Speeches Published: 10/06/2014 Last modified: 19/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    we have answered over 144,000 calls in our Contact Centres. We have taken on, from 1 April this year, the regulation of consumer credit.This is a sector which provides ... to take action to back that up.So there has already been a significant number of

  5. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Diversification

    InvestSmart Last modified: 07/09/2023
    This is diversification - A type of investment strategy that reduces risk by spreading an investment portfolio across different financial products.

  7. Final Notice 2024: Paydog Ltd [pdf]

    Final notices Published: 23/04/2024
    This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

  8. CP23/20: Diversity and inclusion in the financial sector – working together to drive change [pdf]

    Consultation papers Published: 25/09/2023
    CP23/20: Diversity and inclusion in the financial sector – working together to drive change

  9. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

  10. Advisory Group on open finance

    Firms Published: 08/08/2019 Last modified: 13/06/2022
    We set up the Advisory Group on Open Finance to discuss the potential of extending Open Banking data-sharing to a wider range of financial products.