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Showing 201 to 210 of 4942 search results for Sector Views.

  1. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  2. FCA seeks views regarding the Office for Professional Body Anti-Money Laundering Supervision

    Press Releases Published: 24/07/2017 Last modified: 24/07/2017
    The Financial Conduct Authority (FCA) has launched a consultation regarding the government-proposed Office for Professional Body AML Supervision (OPBAS).

  3. Our Business Plan 2020/21

    Corporate documents Published: 07/04/2020 Last modified: 09/04/2020
    The FCA annual Business Plan gives details of the key priorities and the planned specific activities for 2020/21.

  4. The Financial Conduct Authority seeks views on its approach to small businesses

    Press Releases Published: 27/11/2015 Last modified: 27/11/2015
    The Financial Conduct Authority (FCA) is seeking views on whether the level of protection provided to small and medium sized enterprises (SMEs) in its Handbook of rules and guidance is broadly ... Those with views or evidence to share following the

  5. Decision Notice 2018: Linear Investments Limited [pdf]

    Decision notices Published: 27/09/2018
    This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the

  6. Retail Investments Product Sales Data dashboard

    Data Published: 28/06/2023 Last modified: 28/06/2023
    This page provides a breakdown of retail investment products sales data from 1 January 2017 to 31 December 2021.

  7. FCA Decision Notice 2016: Michael Wilkinson trading as Michael Wilkinson Mortgages [pdf]

    Decision notices Published: 27/09/2016
    This decision notice refers to breaches of PRIN 4, PRIN 11, COND, MIPRU and SUP related to failing to be open and co-operative and threshold conditions in the regulated home finance sector. Our view is that a cancellation should be imposed.

  8. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    About us How we operate Published: 23/01/2018 Last modified: 10/05/2024
    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

  9. The future of the UK mortgage market

    Speeches Published: 07/09/2015 Last modified: 07/09/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the FCA mortgage conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Regulatory priorities for retail banking

    Speeches Published: 23/11/2017 Last modified: 23/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.
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