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Showing 171 to 180 of 4942 search results for Sector Views.

  1. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

  2. DP14/3 The use of dealing commission regime

    Discussion papers Published: 10/07/2014 Last modified: 25/11/2021
    We have carried out a review on whether further changes are needed to deliver a more transparent and efficient asset management sector for end investors.

  3. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

  4. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    Our data does not necessarily support the view that older borrowers cannot get a mortgage or remortgage. ... Unlike some financial services sectors, the mortgage market is known for its innovation.

  5. FCA Decision Notice 2013: Timothy Alan Roberts [pdf]

    Decision notices Published: 04/10/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. Our view is that a fine and a prohibition should be imposed.

  6. Interpreting the data

    Data Published: 28/06/2023 Last modified: 28/06/2023
    Interpreting the Product Sales Data and see the latest tables.

  7. FCA's key priorities for the financial advice industry

    Speeches Published: 02/11/2022 Last modified: 13/06/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.

  8. The FCA and innovation

    Speeches Published: 22/05/2015 Last modified: 20/03/2024
    Speech by Christopher Woolard, director of strategy and competition, FCA.

  9. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

  10. FCA highlights its areas of concern in financial services markets

    Press Releases Published: 18/02/2020 Last modified: 11/08/2023
    The Financial Conduct Authority (FCA) has today published its annual Sector Views, an assessment of the risks and potential harm to consumers across financial services markets.
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