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Showing 201 to 210 of 554 search results for Sector Views.

  1. The public offer platform - Engagement Paper 5

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.
  2. CP22/10: Quarterly Consultation Paper No. 36

    Consultation papers Published: 10/06/2022 Last modified: 25/08/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.
  3. DP22/1: Resilience of Money Market Funds

    Discussion papers Published: 23/05/2022 Last modified: 31/08/2022
    We’re asking for your views on how to strengthen the resilience of Money Market Funds.
  4. Research Note: Machine learning in UK financial services 2022

    Research notes Published: 11/10/2022 Last modified: 15/11/2022
    This joint Bank-FCA report presents findings and analysis of the 2022 Machine learning (ML) in UK financial services survey.
  5. Fair treatment of long-standing customers in the life insurance sector: FG16/8

    Finalised guidance Published: 09/12/2016 Last modified: 19/01/2021
    In this Finalised Guidance we set out our expectations on the actions life insurance firms should take to treat their closed-book customers fairly.
  6. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    The guidance sets out the FCA’s views on how firms can act in line with Principle 8 and the COBS 2.3 inducements rules.
  7. FSA - GC13/3 Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’)

    Guidance consultations Published: 19/03/2013 Last modified: 31/10/2014
    FSA - GC13/3 Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’). Guidance consultations First published:. 19/03/2013. Last updated: 31/10/2014. Share page. FSA - GC13/3 Code of Practice for the
  8. CP22/4: Quarterly Consultation Paper No. 35

    Consultation papers Published: 04/03/2022 Last modified: 25/08/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.
  9. UK Payment Accounts: access and closures

    Corporate documents Published: 19/09/2023 Last modified: 19/09/2023
    We set out key insights from our work on the provision of payment accounts to personal customers, businesses and charities. We also outline next steps.
  10. CP22/26: Quarterly Consultation Paper No. 38

    Consultation papers Published: 02/12/2022 Last modified: 13/01/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.