Search results

Showing 51 to 60 of 61 search results for S-Group.

51. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 04/04/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.

52. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

53. Apex Tradex (clone of FCA authorised firm)

    Warnings Published: 19/06/2018 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

54. What are the lessons for insurance supervisors from the recent financial crisis?

    Speeches Published: 12/02/2013 Last modified: 09/04/2024
    Speech by Adair Turner, FSA Executive Chairman at the Swedish Central Bank.

55. Apex Finance Group (clone of FCA authorised firm)

    Warnings Published: 28/09/2020 Last modified: 28/09/2020
    Apex Finance Group (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

56. FCA establishes industry-led working group for financial advisers

    News stories Published: 16/01/2024 Last modified: 16/01/2024
    The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice

57. IG-UK / ig-uk.co.uk (Clone of FCA Authorised Firm)

    Warnings Published: 30/08/2023 Last modified: 30/08/2023
    IG-UK / ig-uk.co.uk (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

58. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
    Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic

59. Flagstone Invest / Flagstone Investment Management (Clone of FCA authorised firms)

    Warnings Published: 20/07/2020 Last modified: 21/11/2020
    Flagstone Invest / Flagstone Investment Management (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

60. Amtop Markets Ltd / IG Global Limited (Clone of FCA Authorised Firm)

    Warnings Published: 17/01/2023 Last modified: 17/01/2023
    Amtop Markets Ltd / IG Global Limited (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this