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Showing 91 to 100 of 1654 search results for Retail Conduct Risk.
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Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Retail banking: product governance review
The latest stage of our supervision work looked at product governance in small and medium-sized retail banks. It examined how well banks consider customers’ needs when they design and sell products and provide after-sales services. We found common -
Financial promotions data 2023
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023. -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022. -
Submit a change in control notification
Find out how to prepare your notification and understand what happens after you submit it. -
FCA Board
The FCA Board holds us accountable for the way we work. Find out more about its role and meet its members. -
The business of social purpose
A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose. -
The commercial importance of culture to industry
What would a conduct risk appetite look like: no more than two attempts to manipulate global benchmarks? ... Clearly a statement of conduct risk appetite on this model does not work. -
Business Plan 2021/22
Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance. -
Climate change and sustainable finance
The FCA's work on climate change and other environmental, social and governance (ESG) issues.