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Showing 1 to 10 of 2536 search results for Register under.

  1. Money laundering registration

    Tasks for regulated firms Published: 22/02/2016 Last modified: 29/07/2019
    Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (the Regulations) give the FCA responsibility for supervising the anti-money laundering controls of businesses that offer certain services.
  2. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 30/08/2019
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...
  3. Register a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
    Find out how to register a mutual society with the Financial Conduct Authority.
  4. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 11/09/2019
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  5. Deposit and savings protection

    Consumers Know your rights Published: 18/04/2016 Last modified: 27/08/2019
    Follow our steps to how you can ensure your money is covered if a bank, building society or credit union goes bust.
  6. Apply to become an electronic money or a payment Institution

    New firm authorisation Published: 01/05/2015 Last modified: 14/09/2018
    Find out how to apply to be authorised or registered with us if your firm wants to provide payment services or if your firm wants to issue electronic money (e-money).
  7. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 23/03/2018
    Firm details (previously known as Standing Data) are basic information we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.
  8. Passporting under PSD2

    Tasks for regulated firms Published: 02/02/2017 Last modified: 18/05/2018
    Find out about the changes introduced by PSD2 to the passporting process and the important deadlines you need to know about.
  9. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/03/2018
    Firms should monitor our website for updates on AIFMD.
  10. Brexit

    Last modified: 12/09/2019
    The temporary authorisation regime will allow EEA DRSPs authorised under MIFID to provide a data reporting service in the UK for a limited period after exit day, if the UK leaves ... Find out how credit rating agencies can register with us. Sign up for