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Showing 1 to 10 of 2545 search results for Register under.

  1. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 18/02/2020
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  2. Money laundering registration

    Tasks for regulated firms Published: 22/02/2016 Last modified: 29/07/2019
    Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (the Regulations) give the FCA responsibility for supervising the anti-money laundering controls of businesses that offer certain services.
  3. Register a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
    Find out how to register a mutual society with the Financial Conduct Authority.
  4. Directory Persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 10/02/2020
    The directory is the new public register for checking the details of key people working in financial services. From 9 September 2019 firms are required to submit their data.
  5. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 30/01/2020
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...
  6. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 23/03/2018
    Firm details (previously known as Standing Data) are basic information we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.
  7. FCA Authorisation Summary

    New firm authorisation Published: 06/05/2015 Last modified: 30/01/2020
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.
  8. Passporting under PSD2

    Tasks for regulated firms Published: 02/02/2017 Last modified: 18/05/2018
    Find out about the changes introduced by PSD2 to the passporting process and the important deadlines you need to know about.
  9. Regulated Covered Bonds Register

    Firms Registers and systems Published: 13/05/2016 Last modified: 21/10/2019
    The Regulated Covered Bonds Register is a public record of all regulated covered bond issuers and regulated covered bonds.
  10. Deposit and savings protection

    Consumers Know your rights Published: 18/04/2016 Last modified: 27/08/2019
    Follow our steps to how you can ensure your money is covered if a bank, building society or credit union goes bust.