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Showing 1 to 10 of 789 search results for Register to make sure.

  1. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 08/01/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  2. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  3. UK EMIR news

    Markets policy Published: 25/05/2016 Last modified: 18/01/2021
    Read our archive of news relating to EMIR dating back to August 2013.
  4. Wealth management

    Consumers Published: 18/04/2016 Last modified: 20/07/2020
    Find out about wealth management services and how to make sure you get the service you expect.
  5. Penny shares

    Consumers Published: 18/04/2016 Last modified: 26/08/2020
    Find out why you should be cautious about investing in penny shares or penny stocks, and how to protect yourself if you have invested.
  6. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 22/01/2021
    Find out how to register for RegData, our new data collection platform which will replace Gabriel.
  7. How to avoid pension scams

    ScamSmart Consumers Scams Last modified: 28/08/2020
    Learn how to protect yourself from investment and pension scams. Check if you’re dealing with an authorised firm and what to do if you suspect a scam.
  8. Mortgage fraud

    Know your rights Published: 04/04/2016 Last modified: 03/09/2020
    Mortgage fraud is when individuals defraud a lender through the mortgage process. This is a crime. Find out more about how to protect yourself.
  9. Cryptoasset investment scams

    ScamSmart Consumers Scams Last modified: 17/11/2020
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you are scammed.
  10. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 08/01/2021
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.