Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 141 to 150 of 16962 search results for Register under.

  1. Brexit: the FCA confirms final rules for firms

    Press Releases Published: 29/03/2019 Last modified: 29/03/2019
    The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period.

  2. Tracing employers' liability insurers

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    Our rules require all general insurers to notify us if they have any actual or potential liability for UK commercial lines employers’ liability claims. If they have such liability, they are required to produce an employers’ liability register

  3. Considering a defined benefit pension transfer

    Consumers Your rights Published: 04/06/2020 Last modified: 24/08/2023
    Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved.

  4. Remote or hybrid working: FCA expectations for firms

    Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
    It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

  5. Benchmark administrator applications and equivalence notifications

    Firm authorisation Published: 28/09/2017 Last modified: 12/01/2024
    Find out how to get authorised or registered as a UK benchmark administrator.

  6. Amend an authorised fund

    Tasks for firms Published: 10/05/2015 Last modified: 18/07/2023
    To amend or wind up an authorised fund you must send us a notification for approval of the proposed change.

  7. Become an appointed representative

    Tasks for regulated firms Published: 18/05/2015 Last modified: 15/12/2022
    Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm.

  8. The FCA consults on its approach ahead of the UK’s exit from the EU

    Press Releases Published: 10/10/2018 Last modified: 10/10/2018
    The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the

  9. Shareholding notification and disclosure

    Markets Published: 02/05/2016 Last modified: 16/12/2022
    There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

  10. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    But perhaps the biggest change is the fact that from March 21 2016 second charges will be regulated under our mortgage rules, rather than our consumer credit rules. ... FOS. Although we do not have powers to alter the conduct standards set out in