Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 131 to 140 of 327 search results for Powers in relation to LIBOR.

  1. Privacy notice

    Last modified: 06/10/2021
    Our privacy notice explains how and why we use your personal data.
  2. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 18/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the
  3. Tesco to pay redress for market abuse

    Press Releases Published: 28/03/2017 Last modified: 23/08/2017
    The Financial Conduct Authority (FCA) announced in March that Tesco plc and Tesco Stores Limited (Tesco) have agreed that they committed market abuse in relation to a trading update published on 29 August 2014, which gave a false or misleading
  4. The FCA’s Competition Powers

    Speeches Published: 23/03/2016 Last modified: 09/11/2016
    Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Former senior trader sentenced for insider dealing

    Press Releases Published: 19/03/2015 Last modified: 18/11/2021
    In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months
  6. CP15/44: PSR regulatory fees 2016/17

    Consultation papers Published: 17/12/2015 Last modified: 17/12/2015
    £13.5 million for functions and activities in relation to FSBRA and concurrent competition powers. ... They have also been given additional powers to collect fees for their functions and activities under the IFR.
  7. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    If, indeed, they featured at all. Libor triggered a wave of change – regulatory, legislative and within firms. ... The investigation into FX manipulation found many of the same failings as in LIBOR.
  8. Former equities trader pleads guilty to insider dealing

    Press Releases Published: 15/03/2016 Last modified: 25/11/2021
    Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading.
  9. Statement regarding Royal Bank of Scotland

    Press Releases Published: 29/11/2013 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has now considered the reports published this week by Sir Andrew Large into lending practices at the Royal Bank of Scotland (RBS) and, separately, by Dr Lawrence Tomlinson into banks’ treatment of customers in
  10. Two plead guilty to insider dealing

    Press Releases Published: 30/11/2016 Last modified: 30/11/2016
    In a case brought by the Financial Conduct Authority (FCA) Manjeet Mohal and Reshim Birk have today pleaded guilty to three counts of insider dealing on day three of their trial at the Central Criminal Court. They will be sentenced on 13 January 2017