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Showing 221 to 230 of 1092 search results for Pensions Advisory Service.

  1. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.
  2. Accessibility

    Last modified: 18/01/2024
    Find out about the individual cookies we use on the Panels' website, and why we use them.
  3. Fraud

    Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
    Fraud falls within the FCA's objective of reducing the risk of financial crime and also affects our consumer protection objectives. Find out more about our approach.
  4. Westminster Advisory (clone of FCA authorised firm)

    Warnings Published: 15/04/2010 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  5. GC13/5 Supervising retail investment advice: inducements and conflicts of interest [pdf]

    Guidance consultations Published: 18/09/2013 Last modified: 18/09/2013
    This guidance helps providers and advisory firms further understand our expectations of them in connection with service and distribution agreements relating to retail investment products.
  6. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.
  7. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 
  8. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.
  9. Aris UK Advisory (clone of FCA authorised firm)

    Warnings Published: 21/05/2014 Last modified: 21/05/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  10. Report a scam

    Consumers Report a firm Published: 05/03/2020 Last modified: 10/04/2024
    If you think you’ve been contacted by a fraudster or unauthorised firm, find out which scams the FCA can look into and how to make a report.