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Showing 24 to 33 of 155 search results for Paper on transforming culture in financial services.

24. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

25. Transforming to a forward looking, proactive regulator

    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

26. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

27. Live Panel Discussion: The role of leaders in transforming culture

    Events Last modified: 02/05/2019
    This live webinar will explore the role of leaders in transforming culture and discuss what kind of leadership drives healthy cultures in financial services.

28. Webinar: Transforming culture through employee motivation and recognition

    Events Last modified: 16/09/2019
    Please join us as we host our third live transforming culture webinar. In this webinar, we will be exploring the role employee motivation and recognition play in transforming firm culture.

29. Webinar: using assessment as a tool to understand culture

    Events Last modified: 04/02/2020
    Webinar

30. Psychological safety

    Firms Tasks for regulated firms Published: 18/02/2019 Last modified: 09/02/2023
    Read about work on psychological safety, part of the FCA culture and governance priority. Watch videos featuring experts discussing creating a speak up, listen up culture in financial services.

31. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

32. 2017 fines

    News stories Published: 31/01/2017 Last modified: 07/03/2019
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303. 

33. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

34. The business of social purpose

    Speeches Published: 26/11/2020 Last modified: 26/11/2020
    A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

35. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    In addition to calls for stricter penalties for offenders, we have seen notably higher fines imposed since the pre-crisis period, while scrutiny of the culture in financial service firms has ... Conversely, there is some evidence from financial services

36. The Importance of Diversity

    Speeches Published: 05/02/2019 Last modified: 08/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.