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Showing 31 to 40 of 53 search results for NatWest and Ulster Bank.

31. Agreed Statment of Facts between between the Financial Conduct Authority and National Westminster Bank Plc [pdf]

    Corporate documents Published: 13/12/2021
    This is a Statement of Facts, agreed between the Financial Conduct Authority and National Westminster Bank Plc about the commission by NatWest of offences of failing to comply with the Money Laundering Regulations 2007

32. Paul Feeney appointed Chair of the FCA’s Practitioner Panel

    Press Releases Published: 30/12/2020 Last modified: 30/12/2020
    The Financial Conduct Authority (FCA) has appointed Quilter CEO Paul Feeney as the Chair of its independent Practitioner Panel.

33. It's time for an Enlightenment on financial inclusion

    Speeches Published: 29/09/2023 Last modified: 29/09/2023
    Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

34. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 15/01/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

35. The institutionalisation of customer service

    Speeches Published: 12/03/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment

36. General Insurance value measures data – comparison 2016/17

    Data Published: 01/03/2018 Last modified: 06/09/2018
    We have published general insurance value measures data for 36 insurers (including both UK and EEA firms) for the year ending 31 August 2017.

37. Information on Anti Money Laundering investigations in 2021 - February 2022

    FOI Release Date of Release: 16/02/2022
    The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions.

38. Penny James appointed Chair of the FCA’s Practitioner Panel

    Press Releases Published: 31/01/2022 Last modified: 31/01/2022
    The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel. 

39. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

40. Firm-level complaints data sortable table: 2023 H2

    Data Published: 28/04/2022 Last modified: 25/04/2024
    The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period.