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Showing 131 to 140 of 291 search results for Mutuals Public Register.

131. Improving the consumer experience

     Speeches Published: 13/11/2013 Last modified: 04/12/2013
     Speech by Christopher Woolard, Director of Policy, Risk & Research at the FCA, to the Tax Incentivised Savings Association (TISA) Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

132. Internal investigations by firms

     Speeches Published: 05/11/2015 Last modified: 05/11/2015
     Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ

133. Paul Feeney appointed Chair of the FCA’s Practitioner Panel

     Press Releases Published: 30/12/2020 Last modified: 30/12/2020
     The Financial Conduct Authority (FCA) has appointed Quilter CEO Paul Feeney as the Chair of its independent Practitioner Panel.

134. Primary Market Bulletin 32

     Newsletters Published: 03/12/2020 Last modified: 03/12/2020
     Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

135. Securitisation Repositories

     Markets Markets policy Published: 20/09/2020 Last modified: 10/01/2024
     A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.

136. UK EMIR news

     Markets policy Published: 23/05/2016 Last modified: 02/05/2024
     Read our archive of news relating to EMIR dating back to August 2013.

137. Tourbillon Wealth Managers

     Warnings Published: 16/02/2022 Last modified: 18/02/2022
     Tourbillon Wealth Managers is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

138. PS19/7: Finalising the Directory

     Policy statements Published: 08/03/2019 Last modified: 08/03/2019
     This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

139. Aston Forex / Aston Markets

     Warnings Published: 11/04/2013 Last modified: 21/08/2013
     We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.

140. Old Mutual Wealth (Clone of FCA Authorised firms)

     Warnings Published: 30/06/2020 Last modified: 10/08/2020
     Old Mutual Wealth (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how